-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FeAc2rCtXc43LZGeWe43q9RU3JIQzLWip8HmbPD1ZcvD810zqVw1pwKjapJ7mADJ gmEX04IrRKHgmtgrnuPh7A== 0000950155-97-000036.txt : 19970512 0000950155-97-000036.hdr.sgml : 19970512 ACCESSION NUMBER: 0000950155-97-000036 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970509 SROS: NYSE GROUP MEMBERS: ANTAEUS ENTERPRISES INC GROUP MEMBERS: ANTAEUS ENTERPRISES, INC. GROUP MEMBERS: FRANCES BEINECKE ELSTON GROUP MEMBERS: FREDERICK W. BEINECKE GROUP MEMBERS: JOHN B. BEINECKE GROUP MEMBERS: SARAH BEINECKE RICHARDSON GROUP MEMBERS: WILLIAM S. BEINECKE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CATALINA MARKETING CORP/DE CENTRAL INDEX KEY: 0000883977 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 330499007 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42708 FILM NUMBER: 97599162 BUSINESS ADDRESS: STREET 1: 11300 9TH ST NORTH CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 8135795000 MAIL ADDRESS: STREET 1: 11300 9TH STREET NORTH CITY: ST PETERSBURG STATE: FL ZIP: 33716-2329 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ANTAEUS ENTERPRISES INC CENTRAL INDEX KEY: 0001037899 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 132818200 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 3020 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 2123701144 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 3020 CITY: NEW YORK STATE: NY ZIP: 10170 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4)* Catalina Marketing Corporation ----------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share ----------------------------------------------------- (Title of Class of Securities) 148867 104 ----------------- (CUSIP Number) Check the following box if a fee is being paid with this statement |_|. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.) -------------------- -------------------- CUSIP NO. 148867 104 13G PAGE 2 OF 12 PAGES -------------------- -------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Antaeus Enterprises, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,054,794 NUMBER OF -------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY -------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 1,054,794 PERSON -------------------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,054,794 - -------------------------------------------------------------------------------- 10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- -------------------- -------------------- CUSIP NO. 148867 104 13G PAGE 3 OF 12 PAGES -------------------- -------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Sarah Beinecke Richardson - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 39,866 NUMBER OF -------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 1,274,794 (Mrs. Richardson disclaims beneficial ownership of 1,054,794 shares -- OWNED BY see Item 4) -------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 39,866 PERSON -------------------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 1,274,794 (Mrs. Richardson disclaims beneficial ownership of 1,054,794 shares -- see Item 4) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,314,660 - -------------------------------------------------------------------------------- 10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- -------------------- -------------------- CUSIP NO. 148867 104 13G PAGE 4 OF 12 PAGES -------------------- -------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Frederick W. Beinecke - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 42,006 NUMBER OF -------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 1,054,794 (Mr. Beinecke disclaims beneficial ownership of such shares -- OWNED BY see Item 4) -------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 42,006 PERSON -------------------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 1,054,794 (Mr. Beinecke disclaims beneficial ownership of such shares -- see Item 4) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,096,800 - -------------------------------------------------------------------------------- 10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* * - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- -------------------- -------------------- CUSIP NO. 148867 104 13G PAGE 5 OF 12 PAGES -------------------- -------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John B. Beinecke - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 36,726 NUMBER OF -------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 1,054,794 (Mr. Beinecke disclaims beneficial ownership of such shares -- OWNED BY see Item 4) -------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 36,726 PERSON -------------------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 1,054,794 (Mr. Beinecke disclaims beneficial ownership of such shares -- see Item 4) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,091,520 - -------------------------------------------------------------------------------- 10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* * - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- -------------------- -------------------- CUSIP NO. 148867 104 13G PAGE 6 OF 12 PAGES -------------------- -------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Frances Beinecke Elston - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 42,102 NUMBER OF -------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 1,054,794 (Mrs. Elston disclaims beneficial ownership of such shares -- OWNED BY see Item 4) -------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 42,102 PERSON -------------------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 1,054,794 (Mrs. Elston disclaims beneficial ownership of such shares -- see Item 4) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,096,896 - -------------------------------------------------------------------------------- 10 CHECK HERE IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* * - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- -------------------- -------------------- CUSIP NO. 148867 104 13G PAGE 7 OF 12 PAGES -------------------- -------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON William S. Beinecke - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 1,054,794 (Mr. Beinecke disclaims beneficial ownership of such shares -- OWNED BY see Item 4) -------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON -------------------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 1,054,794 (Mr. Beinecke disclaims beneficial ownership of such shares -- see Item 4) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,054,794 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- -------------------- -------------------- CUSIP NO. 148867 104 13G PAGE 8 OF 12 PAGES -------------------- -------------------- Pursuant to Rule 13d-2(c), the entire text of the original Schedule 13G dated February 11, 1993, is hereby restated in this Amendment No. 4 to Schedule 13G. The original Schedule 13G dated February 11, 1993, the first amendment dated February 14, 1994, the second amendment dated February 13, 1995, and the third amendment dated February 13, 1996 (collectively, together with this fourth amendment, the "Schedule 13G") are hereby amended by deleting Item 4 in its entirety and inserting in its place Item 4 as set forth below: Item 1(a). NAME OF ISSUER Catalina Marketing Corporation Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 721 East Ball Road Anaheim, CA 92805 Item 2(a). NAME OF PERSONS FILING See pages 2 through 7, Item 1. Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICER The address of Antaeus Enterprises, Inc. is 420 Lexington Avenue, New York, New York 10170. The business address of all other persons filing this Schedule 13G is c/o Antaeus Enterprises, Inc., 420 Lexington Avenue, Suite 3020, New York, New York 10170. Item 2(c). CITIZENSHIP See pages 2 through 7, Item 4. Item 2(d). TITLE OF CLASS OF SECURITIES Common Stock, par value $.01 per share ("Common Stock"). Item 2(e). CUSIP NUMBER 14867 104 Item 3. Not applicable Item 4. OWNERSHIP Antaeus Enterprises, Inc. ("Antaeus") owns 1,054,794 shares of Common Stock (approximately 5.4% of the outstanding shares of Common Stock), as to which it has sole voting and dispositive power. Frederick W. Beinecke, John B. Beinecke, William S. Beinecke, Frances Beinecke Elston and Sarah Beinecke Richardson may be deemed to be affiliates of Antaeus. Such persons may be deemed -------------------- -------------------- CUSIP NO. 148867 104 13G PAGE 9 OF 12 PAGES -------------------- -------------------- to have shared voting and dispositive power with respect to the shares of Common Stock owned by Antaeus. Each of such persons disclaims beneficial ownership of the shares of Common Stock owned by Antaeus. Sarah Beinecke Richardson serves as one of three co-trustees of four trusts, which, in the aggregate, own 220,000 shares of Common Stock (approximately 1.1% of the outstanding shares of Common Stock), as to which she has shared voting and dispositive power. Sarah Beinecke Richardson may be deemed to have shared voting and dispositive power as to, and disclaims beneficial ownership of, the 1,054,794 shares of Common Stock beneficially owned by Antaeus. Antaeus' ownership of shares of Common Stock is more fully described in the first paragraph of this Item 4. Sarah Beinecke Richardson owns directly 39,866 shares of Common Stock (representing approximately 0.2% of the outstanding shares of Common Stock), as to which she has sole voting and dispositive power. The aggregate number of shares of Common Stock reported to be beneficially owned by Sarah Beinecke Richardson and the percentage of outstanding shares of Common Stock represented by such shares of Common Stock is set forth on page 3 hereof (which number includes all shares of Common Stock referred to in this paragraph). Frederick W. Beinecke owns directly 42,006 shares of Common Stock (representing approximately 0.2% of the outstanding shares of Common Stock), as to which he has sole voting and dispositive power. Frederick W. Beinecke may be deemed to have shared voting and dispositive power as to, and disclaims beneficial ownership of, the 1,054,794 shares of Common Stock beneficially owned by Antaeus. Antaeus' ownership of shares of Common Stock is more fully described in the first paragraph of this Item 4. The aggregate number of shares of Common Stock reported to be beneficially owned by Frederick W. Beinecke and the percentage of outstanding shares of Common Stock represented by such shares of Common Stock is set forth on page 4 hereof (which number includes all shares of Common Stock referred to in this paragraph). John B. Beinecke owns directly 36,726 shares of Common Stock (representing approximately 0.2% of the outstanding shares of Common Stock), as to which he has sole voting and dispositive power. John B. Beinecke may be deemed to have shared voting and dispositive power as to, and disclaims beneficial ownership of, the 1,054,794 shares of Common Stock beneficially owned by Antaeus. Antaeus' ownership of shares of Common Stock is more fully described in the first paragraph of this Item 4. The aggregate number of shares of Common Stock reported to be beneficially owned by John B. Beinecke and the percentage of outstanding shares of Common Stock represented by such shares is set forth on page 5 hereof (which number includes all shares of Common Stock referred to in this paragraph). Frances Beinecke Elston owns directly 42,102 shares of Common Stock (representing approximately 0.2% of the outstanding shares of Common Stock), as to which she has sole voting and dispositive power. Frances Beinecke Elston may be deemed to have shared voting and dispositive power as to, and disclaims beneficial ownership of, the 1,054,794 shares of Common Stock beneficially owned by Antaeus. Antaeus' ownership of shares of Common Stock is more fully described in the first paragraph of this Item 4. The aggregate number of shares of Common Stock reported to be beneficially owned by Frances Beinecke Elston, and the percentage of outstanding shares of Common Stock represented by such shares is set forth on page 6 hereof (which number includes all shares of Common Stock referred to in this paragraph). William S. Beinecke does not have sole voting and dispositive power as to any shares of Common Stock. William S. Beinecke may be deemed to have shared voting and dispositive power as to, and disclaims beneficial ownership of, the 1,054,794 shares of Common Stock beneficially owned by -------------------- -------------------- CUSIP NO. 148867 104 13G PAGE 10 OF 12 PAGES -------------------- -------------------- Antaeus. Antaeus' ownership of shares of Common Stock is more fully described in the first paragraph of this Item 4. The aggregate number of shares of Common Stock reported to be beneficially owned by William S. Beinecke, and the percentage of outstanding shares of Common Stock represented by such shares is set forth on page 7 hereof (which number includes all shares of Common Stock referred to in this paragraph). In the aggregate, the persons filing this Schedule 13G (the "Beinecke Group") beneficially own 1,435,494 shares of Common Stock, representing approximately 7.3% of the outstanding shares of Common Stock. Each of the persons filing this Schedule 13G disclaims membership in any group with respect to shares of Common Stock. Percentages of outstanding shares of Common Stock represented by shares of Common Stock beneficially owned by a member of the Beinecke Group set forth herein are computed based on 19,676,182 shares of Common Stock outstanding as of December 31, 1996. Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Each of Frances Beinecke Elston, Frederick W. Beinecke, John B. Bienecke and Sara Bienecke Richardson has the right to receive income, including dividends to the extent that they constitute income, from shares of Common Stock held in the trusts referred to in the second paragraph of Item 4 above for the benefit of each of such persons. Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Each person who is a member of the Beinecke Group is identified in Item 1, on pages 2 through 7 hereof. Item 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. Item 10. CERTIFICATION Not applicable. -------------------- -------------------- CUSIP NO. 148867 104 13G PAGE 11 OF 12 PAGES -------------------- -------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 9, 1997 ANTAEUS ENTERPRISES, INC. By:/S/ FREDERICK W. BEINECKE ---------------------------- Name: Frederick W. Beinecke Title: President /S/ FREDERICK W. BEINECKE ---------------------------- Frederick W. Beinecke * ---------------------------- Frances Beinecke Elston * ---------------------------- John B. Beinecke * ---------------------------- Sarah Beinecke Richardson * ---------------------------- William S. Beinecke *By:/S/ CANDACE K. BEINECKE ------------------------ (Candace K. Beinecke, Attorney-in-fact) -------------------- -------------------- CUSIP NO. 148867 104 13G PAGE 12 OF 12 PAGES -------------------- --------------------
INDEX TO EXHIBITS ----------------- PAGE ---- Exhibit B Powers of Attorney of Sarah Beinecke Incorporated by Richardson, Frances Beinecke Elston, reference to John B.and William S. Beinecke Exhibit B of original Schedule 13G dated February 11, 1993
-----END PRIVACY-ENHANCED MESSAGE-----